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The emphasis of the firm’s practice is providing legal services to a carefully defined segment of the financial services industry and companies seeking access to capital markets. The areas of law in which legal skill and training is required to provide these specialized services are generally defined as federal corporate taxation and state and federal securities regulation. In addition, specialized knowledge is required of specific state and federal regulatory agencies as well as security industry self-regulatory organizations. The firm provides the following specific client services for the financial industry:
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